Category Archives: Research & Trends

Expert Payment

Pay Your Expert If You Want Supporting Testimony

When challenging the IRS over the value of a Decedent’s share of an LLC, trustees of the Estate smartly used a valuation expert witness, only to fall short because they failed to submit payment necessary for the expert to testify at trial.  In a story from FMV Opinions, Inc. Lance Hall, the managing director of FMV Opinions, Inc, the Estate of Diane Tanenblatt provides a cautionary tale to parties who think they can use an expert witness report without accompanying testimony during trial.

The Estate of Diane Tanenblatt Challenges the IRS

When submitting a value of an estate to the IRS for tax purposes, the trustees of the Tanenblatt Estate hired an independent expert witness to review the IRS valuation.  The IRS submitted a value of the Estate based on a “Net Asset Value” calculation to derive the value of the Decedent’s share in an LLC.  The Net Asset Value approach, which considers only the assets and liabilities of an estate, arrived at a value that the IRS used to assess its estate tax.

The Estate, unsatisfied with the IRS value, hired an independent valuation expert witness.  The Estate’s expert witness combined a Net Asset Value approach with an Income approach – which factored in the income associated with Tanenblatt’s share of the LLC – and arrived at a value 42{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4} below the number the IRS calculated.  The lower value would, of course, lower the amount of the estate subject to IRS estate tax.

The Estate expert witness’s use of the income approach in addition to the Net Asset Value approach is uncommon when valuing shares of LLC’s or corporations, and in order to withstand the IRS challenge to the new value, the Estate needed its expert witness to testify in trial.  The Estate neglected to submit full payment to its expert, however, and was unable to substantiate her claims without her testimony at trial.  As a result, the IRS value was accepted and the Estate’s use of an expert witness to generate a report was ultimately for naught.

How the Estate Properly Used Its Expert Witness

Before looking at what the Estate did wrong in this case, it is worth noting that there were some positive decisions.  First, hiring an independent expert to challenge a tax valuation can have a positive impact on any person who is facing estate tax on an inheritance, real estate tax on his property, or any other tax on possessions or property.  The IRS – or any local or state tax agency – can be challenged, but doing so requires the use of a valuation expert witness to do a complete analysis of the property, assets, or other financial holdings.

The Estate was also smart to have its valuation expert witness generate a complete report that explained her methodology and defended her value of the Decedent’s share of the LLC.  Although an expert witness will need to be present at trial, it is important that parties have the expert provide a clear report that explains her qualifications, details her analysis of the facts, the methods used to come to her conclusion, and the support needed to defend her position.  An expert witness report can be crucial to building a case – whether it is for a tax valuation, a medical malpractice suit, or a personal injury claim.

Why the Estate Failed

Despite making good use of a valuation expert witness before the trial, the Estate was ultimately unsuccessful because it failed to pay its expert in time for the trial.  An expert witness report cannot be properly used at trial without the testimony of the expert.  In order for the work that an expert witness does before the trial to have impact during the trial, the expert must be there to explain her work and defend it against the opposing party.

In this case, the expert witness’s testimony was particularly necessary because the Estate was suggesting a unique valuation technique – something that needed to be explained and defended against IRS challenge.  The Estate’s failure to pay its expert witness serves as a cautionary tale to any party considering the use of an expert to support his case.  When hiring an expert witness, it is important to know the full cost – including what it will take to have the expert testify.  Without testimony, an expert witness report is likely not admissible during trial, and without adequate payment, the expert will not agree to testify despite work previously completed.

(The above summary of an FMV Alert is published with the permission of FMV Opinions, Inc. The full article can be accessed here.)

Apple vs Samsung Expert Witness

Legal Battle of the Tech Giants: Apple VS Samsung

In the summer of 2012, technology giants Apple and Samsung engaged in a fierce and highly publicized legal battle in which Apple successfully sued its South Korean competitor for patent violations stemming from designs of Samsung smart phones and tablets. On November 21, 2013, Apple scored another victory when a federal jury, with help from a damages expert witness, awarded the company with a $290 million damage award for lost profits caused by Samsung’s patent infringement.

Apple vs Samsung Legal Battle Continues

After Apple won its patent infringement lawsuit in 2012, the jury awarded the company $1.05 billion from the defeated Samsung.  Upon review of the jury award, U.S. District Court Judge Lucy Koh reduced the award to $600 million based on jury error in calculating damages for patent infringement leading to the creation of 13 Samsung products.  Over the last several months, the two companies have continued to fight for a correct damage calculation, leading to the November 21st ruling granting Apple an additional $290 million.

The award is less than the $400 million vacated by Judge Koh after the initial trial, but significantly more than the $52 million Samsung had argued for.  The primary difference is accounted by the award to Apple for lost profits the company allegedly suffered, which Samsung argued its competitor was not entitled to.  The jury also felt that Apple was entitled to a large share of Samsung’s profits generated by sale of products that infringed on Apple patents.

How an Apple Expert Witness Influenced Damages

When Judge Koh reduced Apple’s $1.05 billion award by over $400 million, she did so because the jury had not clearly calculated the effect of Samsung’s patent infringement.  When the jury determined that Samsung had infringed on Apple patents to create its smartphones and tablets, the damage calculation had to specifically identify the cost such infringement had on Apple – a difficult task because it is impossible to positively confirm the amount of Apple’s lost profits or attribute what portion of Samsung’s profit came at Apple’s expense . Because Apple’s damage award required a jury to quantify economic projections the calculation required the support of expert knowledge.

In the resulting damages trial, Apple attorneys hired damages expert witness Julie Davis who showed the federal jury that it could attribute $178 million of Samsung’s $230 million in profits to reduced operating costs that were a direct result of using Apple’s patents.  Ms. Davis, a certified public accountant, provided the jury with clear evidence of Samsung’s benefit at Apple’s expense, and withstood vigorous cross-examination that questioned her methodology and economic calculations.

Jury forewoman Colleen Allen credited Ms. Davis’ testimony with helping the jury members resolve a dispute about the $178 million in operating costs being included in the damage award, and praised Apple’s witness for her clear explanation of damage calculation and her presence on the witness stand.  Juror Barry Goldman-Hall echoed the forewoman’s sentiment by saying that Julie Davis convinced most of the jury to include the full $178 million into its calculations, which helped the jurors generate the $290 final damage figure awarded to Apple.

A Samsung appeal is all but certain given the significantly high damage award, and the two companies will continue the issue in a separate infringement trial scheduled for next March;  however, for now it appears Apple’s use of a damages expert witness has paid off.  For more information, the case is Apple Inc. v. Samsung Electronics Co. Ltd., 11-cv-01846, U.S. District Court, Northern District of California (San Jose).  Details, write ups, and the case itself can be found by clicking here.

Apple Award Highlights Value of Damages Expert Witness

Calculating damages in a lawsuit can become complex, particularly when the figure includes lost profit estimations or attributions of one company’s profit to actions that harmed its opposition.  Hiring an expert witness who knows how the specific type of damages requested are calculated can be an important asset to getting the full value of a lawsuit.  Damages expert witnesses will explain to judges or juries the process of putting a dollar value on losses, and help a party demonstrate that damages without clear cut economic support can be quantified.

Whether the damages alleged are not economic in nature – such as pain and suffering or emotional distress – or the economic value requires projection and conjecture – such as lost profits or missed business opportunity – a damages expert witness can help quantify losses and maximize the value of litigation.  As the recent Apple decision highlights, a damages expert witness can have a significant positive impact by helping a jury understand complex award calculations and proving that an injured party is entitled to compensation for losses that are not clearly quantified.

Lender Liability

Lender Liability – It’s Still Out There

Lender liability can come in many forms and can park on a lender’s doorstep at any time. Following is a partial list of instances where lender liability may exist:

  • • Unauthorized release of confidential information
  • • Failure to provide promised financing
  • • Faulty documentation or procedures
  • • Faulty business advice
  • • Inadequate disclosure

Business development and lending officers lead a life that requires sophistication and discipline. They’re pushed by management to build loan totals, cross sell various non-loan bank services, and stay close to the customer to build commitment to the bank / customer relationship. This may mean attending events with a customer, inviting them over to watch a ball game or any of a number of things to develop a bond.

When things are going well on both sides of the relationship, life is good. But, when things get off track, memories get short and negotiations often fall apart. That’s when attorneys get involved and lawsuits are filed. How do you avoid it? Sometimes, it can’t be avoided, but there are things that can be done to reduce the possibility of it happening.

First of all, a clear guideline and discipline must be ingrained in the culture of the lending organization. Lenders must understand what is appropriate and what is not, even if it means role-playing in a training session. Customers come from all levels of business. They cannot be expected to take the lead.

Key precautionary actions that can be taken:

  • Extra care should be taken to avoid over-promising in sales calls
  • Agreements should be in writing
  • Written agreements should state there are no agreements other than those included in the written agreement
  • If there is a deviation from the agreement, a written modification should be executed
  • Business and personal relationships must be differentiated
  • If lender has a strong personal relationship with a customer, it would be a good idea to move the customer to a different account officer
  • Consulting with a customer is good from the perspective that the lender generally has a broad view of the customer’s industry and financing alternatives
  • Consultations should be generic and not disclose other clients’ trade information
  • Referrals and advice should always give the customer multiple choices on how they operate their company or who they choose to do business with

What if you find yourself toe-to-toe in a lender liability lawsuit?

  • • Make sure you have an attorney that understands lender liability.
  • Discovery should be thorough. Seemingly small details can make a big difference.

A good expert can sift through details and identify and present points that support your side of the case.

Police Expert Witness

Police Expert Witness Testimony Affirms $25M Damage Award to Wrongfully Convicted Man

Thaddeus Jimenez, a man who spent 16 years in prison for a murder he did not commit, recently had his 2011 civil judgment against the City of Chicago upheld.  Mr. Jimenez, released in 2009, filed a lawsuit against Chicago claiming the police investigation was inadequate and resulted in his wrongful conviction.  Largely due to testimony from a police expert witness, Mr. Jimenez was awarded $25 million.  After two years of appeal, the United States Seventh Circuit Court upheld Mr. Jimenez’s expert witness testimony and large settlement.

Expert Witness Testimony the Cornerstone of Jimenez Verdict

Playing a significant role in the Jimenez civil lawsuit against the City of Chicago was the testimony of Gregg McCrary, a former FBI agent with 25 years of experience in criminal investigations.  Mr. McCrary spent 17 years specifically investigating violent crimes, and testified to a number of violations of investigative practice by the Chicago police during the course of the murder case against Mr. Jimenez.

During the 2011 civil lawsuit, Mr. McCrary identified ways the police “conducted a substandard investigation into the murder … that resulted in the wrongful conviction of [Mr. Jimenez] and left the true killer … on the streets free to kill again.”  Saying that the police failed to follow basic police investigation techniques by focusing too much on Jimenez and ignoring physical evidence about the actual shooting, McCrary’s expert witness testimony identified inadequate police work and proved instrumental in Mr. Jimenez’s successful civil suit for damages.

City of Chicago Appealed Use of Police Expert Witness

Expert witness testimony is permissible when a qualified expert reviews a fact situation and offers an opinion on whether or not the actions of parties involved were in compliance with the standards expected of their profession.  For example, doctors often testify in medical malpractice lawsuits by analyzing whether or not the physician(s) treating a patient acted in accordance with the requirements of the medical profession.  Expert witnesses may not offer legal opinion about liability, but their testimony is often used to help juries understand complicated scenarios in order to make a decision about legal responsibility.

On appeal of Mr. Jimenez’s $25 million judgment, the City of Chicago argued that Mr. McCrary’s testimony offered a legal conclusion because his opinions spoke to whether or not the police acted reasonably.  Reasonableness, argued the City, requires legal analysis, and, because McCrary’s expert testimony questioned a series of judgments by the investigating officers, the expert report “amounted to legal conclusions that were not admissible.”

In civil lawsuits, a plaintiff must show that the defendant acted unreasonably by presenting a series of facts, and the City’s appeal alleged that Mr. McCrary’s expert testimony exceeded simple analysis of the facts by speaking directly to whether the police acted reasonably.  By claiming the police acted unreasonably, the City argued, Mr. McCrary’s report spoke to the conclusion rather than evidence that supported a conclusion.  The difference may seem semantic, but, with $25 million on the line, it is far from trivial.

Seventh Circuit Upholds Expert Testimony on Police Behavior

In upholding Mr. Jimenez’s civil judgment, the Seventh Circuit Court disagreed with the City of Chicago’s argument.  Finding that Mr. McCrary’s testimony “was within the bounds of proper testimony for a police practice’s expert,” the Seventh Circuit declined to overturn the significant judgment.  Although the City of Chicago’s theory was sound – experts are not permitted to provide legal conclusion – it failed to recognize the difference between the expert analysis of a doctor’s actions and the judgment calls by police during the course of a police investigation.

A police expert analyzes the decision-making process, and must evaluate whether or not judgment calls to pursue, or ignore, evidence were reasonable in light of the circumstances of the investigation.  Although McCrary stated that the actions of the Chicago PD were unreasonable, he did not offer a legal conclusion – he offered one that analyzed the facts of the police investigation.  When analyzing actions, such as surgical procedures, it is easy to say a doctor did it right or wrong, however, when analyzing decisions the analysis focuses more on whether or not parties acted reasonably.  Mr. McCrary looked at the facts – police ignoring evidence, focusing on Jimenez – and claimed that the decisions that created these facts were unreasonable.

In this case, the Seventh Circuit determined that Mr. McCrary, a police expert witness who reported on the reasonableness of investigative decisions and strategy, did not offer legal conclusion.  As such, his expert testimony was admissible, and the judgment in Mr. Jimenez’s favor was affirmed – making the wrongfully convicted victim a very rich man.

Heartburn and Acid Reflux or GERD

Alarming and Extremely Important Concerns about Heartburn and Acid Reflux or GERD (Gastro Esophageal Reflux Disease)

This is a personal opinion as a surgeon and citizen of this world we live, based on my own experience and proved by clinical evidence data.  

There are 20 million patients in the USA that have acid reflux and who are on PPI medication, a group of drugs that reduce the secretion of gastric (stomach) acid. The most commonly used is the Omeprazole.  Unfortunately PPI’s just do not really work for all patients!

As a surgeon and citizen I have major and alarming concerns!

Medicine has dramatically progressed in the last few decades. While we are successful in reducing the frequency of the heart disease or have patients surviving cancer by more effective treatments, we do not see the same progress in GERD. Every 10 years there is a 30{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4} increase in GERD (short for Gastro Esophageal Reflux Disease) commonly named Acid Reflux, with main symptom being heartburn. Not only the GERD progression increases, but 10{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4} of these patients develop Barrett’s (a pre-cancer stage), of which 2.5{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4} progress to cancer. Forty percent (40{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4}) of patients on PPI’s have only partial relief of symptoms. And despite this high percentage of patients who are partial responders, less than 1{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4} of the 20 million patients in the United States seek surgical therapy as an option to medical therapy.

These important and alarming concerns justify that the time has come for a change in the treatment strategy of GERD.

The disappointment in PPI therapy is likely due to a misunderstanding that GERD a/o Acid Reflux (a/o Heartburn) is primarily an acid peptic disease. The primarily abnormality in GERD is not modification of the acidity (we need acid in the stomach for effective food digestion and for neutralizing potential germs ingested), but the loss of an effective muscle sphincter at the bottom of the esophagus to keep the acidic gastric juice in the stomach. Stomach lining is full of cells that create mucous, which forms a protective barrier for gastric acids. This barrier does not exist in esophagus lining where acid should never be present (if the valve at the junction between the esophagus and the stomach is anatomically intact). If gastric acid is present in the esophagus, heartburn and damage is created. When patients are placed on PPI’s, reflux episodes continue at the frequency they did when patients are off PPI’s. The only difference is the pH of the reflux episode, which is higher, and so, less acidic.

Surgeons all agree that the gold standard in surgery is laparoscopic Nissen, which is an invasive procedure. The outcomes vary in their effectiveness and durability and the rate of early revisional surgery post-Nissen is too high. Nissen surgical therapy has significant side effects: patients are unable to belch or vomit; they have increased flatulence, and exhibit postprandial bloating and significant persistent dysphagia, after almost each meal.

Prescriptions for double dose, or maximum dose PPI’s, has increased by 50{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4} in the last seven years. Eighty-five percent (85{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4}) of patients on PPI’s still experience some symptoms and in 40{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4} of cases, the symptoms have reached a level to cause significant dissatisfaction with PPI’s.

As PPI’s do not affect the lower esophageal sphincter muscle, consequently they are symptomatic therapy, in other words, just Band-Aids.

More importantly, PPi’s do not stop the progression to pre-cancerous and cancer complications of GERD and do not stop the GERD progression itself.

PPI’s do have side effects. Patients, when surveyed, state that their most common reason for dissatisfaction with PPI therapy is concern about long term effects of PPI’s (increased risk of hip fractures, osteoporosis, drug interaction with Plavix, Clostridium difficile disease) and the continuation of their symptoms while on medication. Others, who simply desire to eliminate medication, are frustrated by not having an acceptable option other than surgery and its problems.

Interestingly enough, FDA recommends PPI therapy no longer than 8 weeks on their label! But majority of patients are on lifelong therapy with still unknown potential side effects.

The therapy of GERD has reached its limit. We must find either a major development in medical therapy or most importantly, a significant improvement in surgical therapy. We must find this now!

One clinically proved solution may be an already existing new surgical technique, through a transoral approach, without any surgical incisions. So called TIF (Transoral Incisionless Fundoplication), using EsophyX device, manufactured by EndoGastric Solutions, this procedure has proved its efficacy and safety since 2007 when approved by the FDA. It was evaluated in more than 30 peer-reviewed publications with follow up on more than 700 patients. Published studies demonstrated positive and durable results. Three multi-center randomized controlled trials are underway worldwide. This procedure respects all principles of anti-reflux surgery (principles well established since decades and confirmed by SAGES – Society of American Gastrointestinal and Endoscopic Surgeons – Guidelines), with proved effectiveness and without long term side effects encountered in post-Nissen cases. TIF treats the root cause by restoring the gastro esophageal junction (and its sphincter muscle function) to its natural and anatomical shape. Two surgical societies support the procedure: SAGES and ASGS have published position statements on this.

With more than 14,000 patients treated worldwide and no mortality, with excellent and extremely high safety profile, good effectiveness, shorter hospital stay, faster recovery time and return to normal activities, this technique becomes more and more popular in filling the gap between medication and existing surgery.

The first Worldwide Randomized Clinical Trial orally presented on podium at Digestive Disease Week World Meeting in 2013 at Orlando, Florida demonstrated its effectiveness and safety compared to maximum dose of PPI’s.  A second Randomized Clinical Trial comparing TIF vs SHAM and PPI’s has ended the patient enrollment. The data is in collection progress; this study is to be published soon.

Lawsuits Against Schools

Wrongful Death Lawsuits Against Schools and Agencies: What Attorneys Need to Know

The death of a child is always emotionally difficult for parents, relatives, and caretakers. Often, an allegation arises that the death resulted from the negligence or misconduct of the person responsible for the safety of the child. Determining the merit of such an allegation hinges on sifting out the emotion and focusing on facts: Did the school or agency have a duty to protect the child, were standards of care followed, were those standards breached, and did the breach result in a child’s death?

When the child is in school, a daycare program, or camp, the school or agency has a duty to protect the child by providing appropriate supervision. When there is an allegation that a school or agency breached that duty and a child died a wrongful death, a claim may ensue. This article will provide guidance for attorneys who are considering filing a wrongful death complaint or who must defend a school or agency against such a complaint.

To bring a successful wrongful death cause of action, all of the following elements must be present:

  • The death of a human being
  • Death caused by another’s negligence or intent to cause harm
  • Survival of family members who suffer monetary losses as a result of the death
  • The appointment of a personal representative for the decedent’s estate

For a school or agency to be found liable for the wrongful death of a child, the school or agency must have had a duty to care for the person who died and breached that duty, resulting in the child’s death. The death, in turn, must be shown to have caused injury or loss to others, such as surviving parents and siblings.

In the context of schools and other agencies, wrongful death claims can arise from any number of situations. Some examples include: a bus accident; a child falling from a cliff during a field trip or drowning in a swimming pool; a 300-pound, fold-up lunch table falling onto a child from a cafeteria wall; a student being shot and killed on school property by the school security guard; excessive discipline (e.g., putting a disruptive student to the floor and sitting on his back, resulting in suffocation); or administering the wrong medication. Unfortunately, these represent only a small sample on what might cause  a death of a child.

Conditions for liability in a wrongful death case

A school or agency may be held liable for the wrongful death of a child in the same way that it may be held liable for the injury of a child. The conditions are the same — but the ultimate result is death, and damages are focused on survivors rather than the party who sustained the injury.

A plaintiff or defendant attorney should consider the following questions when considering the merit of filing a wrongful death complaint or mounting a defense of a complaint:

  • Did the school or agency have a duty to protect the decedent in the particular situation?
  • What was the reasonable standard of care to apply under the circumstances, and did the school or agency apply that standard?
  • If there was a breach of this standard, was it a significant factor in causing the death?
  • Were there intervening variables that may have prevented the proximate cause of injury or death?
  • Did the child who died contribute to his or her own death through self-negligence?

Duty to protect

Those responsible for the safety of children have a duty to anticipate potential and foreseeable dangers and to take reasonable precautions to protect children from those dangers.

For activities that take place during the normal course of the program day, the duty to protect is usually easy to prove. Courts have held that this duty may apply beyond the grounds of the school or other agency, depending on the circumstance. For instance, the school or other agency may have a duty to protect children during a visit to a park from wandering into a busy highway.

Failure to exercise a reasonable standard of care

In the Houston Independent School District, construction was taking place on a junior high school campus. A tunnel linked the old and new portions of the building. A school policy required that a staff member be present at both ends of the tunnel to supervise students and to be aware of any behavioral issues that might lead to the harm of a student. This was determined to be an appropriate level of supervision.

A student in the tunnel died after he was attacked and struck in the head with a screwdriver. On the day of the attack, one teacher who was assigned supervisory duty called in sick and the school failed to replace him at the post. As the expert witness in this case, my opinion was that this was a failure to exercise the school’s own standard of care and the professional standard of care in the field.

If a supervisor does not take reasonable steps to protect a child from injury, that person and the employer can be found negligent. Courts will weigh the actions of the employee against how a reasonable employee in the same position would have acted in a similar circumstance.

For instance, would a reasonable supervisor tell children to cross a street to meet her at a park entrance when that entrance is across a busy highway without a crosswalk? More than likely, a court would deem it irresponsible for a supervisor to instruct children to meet her across the highway at a location that a reasonable supervisor would consider dangerous.

Proximate cause

If a child entered the roadway, was struck by a motor vehicle, and died, attorneys would need to determine all the facts. These may include intervening variables, like vehicle failure or road-design failure, to mount an effective strategy.

This illustrates another important question to consider: If the supervisor failed to exercise a reasonable standard of care, did this failure result in the child’s death?

The ability to prove this element depends on establishing that a child’s death could have been reasonably foreseen and prevented. If the death could have been anticipated and prevented by an employee through the exercise of a reasonable standard of care, legal causation may exist.

The question for the attorney to ask is whether the death of the child was a natural and probable result of the wrongful act and should have been foreseen by the supervisor in the context of the circumstances.

Revisiting the example above, it may be established that a reasonable child supervisor would have observed that vehicles were traveling at a potentially dangerous speed and that there was no crosswalk at the location where children were gathered. If the children were 5 or 6 years old, a reasonable supervisor would understand that they would not have the capacity to protect themselves from harm because of their age. A reasonable supervisor would consider that if she directed the children to cross the roadway at this location, it is foreseeable that a vehicle could strike a child. A jury could determine that the supervisor’s decision to instruct the children to cross the street was a deliberate action that placed the child in harm’s way and was the proximate cause of the child’s death.

A wrongful death claim will not be successful if the death could not have been prevented. If the supervisor in our example gathered the children together when they left the bus, escorted them to the corner, observed that there was a traffic light and crosswalk, instructed the children about the dangers of crossing the street and the precautions to take, and then instructed them to cross when she was sure the traffic stopped, the supervisor would have acted reasonably under the circumstances. Now, let’s suppose that a car failed to obey the stoplight, hitting and killing a child. In this situation, a jury may determine that the supervisor did everything possible to protect the child, and that a third-party act was the proximate cause of the child’s death. The unavoidability of the accident, in other words, nullifies proximate cause.

Contributory negligence

If it can be shown that a child contributed to his or her own death, the school or agency may invoke contributory negligence, a common defense against liability. If the court holds that contributory negligence was a factor in the child’s death, the school or agency may be held only partially liable or not liable at all, depending on the jurisdiction.

Take the case involving the drowning death of several students attending a leadership conference at a youth camp in Chicago. My review and analysis of the facts led me to conclude that the students, because of their age and capacity to understand the dangers, were able to guard their own safety but made decisions that inevitably lead to their death. Thus, the camp, in my opinion, was not responsible.

The students left their cabin after their supervisor was asleep, went down to a river that was clearly marked with warning signs, and placed several boats into the water. The boats began to sink, causing students to abandon the boats and drown. The school sponsored the event at the camp and as such had the responsibility to supervise the students during the day and at night, but did not place the appropriate number of supervisors in the cabin at night. Therefore, I concluded that the school and the students bore responsibility for their deaths.

Contributory negligence is difficult to prove among children between the ages of 7 and 14, unless it can be shown that a student is unusually intelligent and mature. In this case, the students were 17 and 18 years old and were selected from their peers to participate in this leadership-training program because of their intelligence and maturity.

Summary

Because these claims are emotional, it can be easy to jump to a conclusion. The plaintiff or defendant attorney should review potential negligence issues in a step-by-step manner to determine the merit of a claim or strength of a defense.

Duty to supervise, reasonable supervisory care consistent with the standard required in the field, breach of duty, and contributory negligence are factors that can present a roadmap to effective litigation. An expert witness can assist plaintiff and defendant attorneys with a thorough analysis of these issues.

Video Enhancement

Six Tips on Video Enhancement

Video enhancement has become one of the most sought after activities of video forensic experts around the world. During the Boston bombings CCTV cameras outside retail stores helped the FBI capture the criminals.

One of the reasons CCTV video needs enhancement is because too often CCTV cameras are not properly maintained. Worse yet, the cameras are not positioned properly.

In the following article I will provide you with a few particular tips when your CCTV video needs to be enhanced so you can more clearly see criminals as well as events as they occurred.

  • Always begin with the original video recording. If you have to export an AVI file to provide to police, keep a back up on thumb drive just in case. If all you have is a copy on DVD, then load the DVD directly into your computer for enhancement.
  • Use a professional software program to enhance like Final Cut Pro, Adobe Premiere Pro. Primeau Forensics uses these as well as Adobe Photo Shop to enhance images exported from the CCTV video. Remember, you can also export frames as still images to identify criminals.
  • Color correct your footage before performing any other enhancement filtering. This is especially important if your footage is dark and was recorded at night. Be careful not to add too much brightness. Consult a video forensic expert if you have CCTV enhancement questions
  • If you need to enlarge a portion of the video viewing area, do so after you review the footage on a large video monitor. Remember, the larger the playback monitor, the better you can see events in the video and the less you need to enlarge your video as an enhancement step.
  • If the CCTV system that made the recording you wish to enhance, before contacting a video forensic expert, learn the type of equipment that made the video you are enhancing. Often times a poor CCTV video export may be to blame for the poor video quality.
  • Document every step of the clarification process to validate your videos in court.

Video enhancement is an art as well as a science. Try different filtering to get different results. Always begin with the largest file size and structure as close to original digital video as possible. Lastly, before buying video enhancement software, you can download a trial version and determine if you feel comfortable using the software or would rather contact a video enhancement expert.

"Hot Tubbing" Expert Witnesses

“Hot Tubbing” Expert Witnesses

As experts we are all familiar with the process for presenting expert testimony in the American judicial system. The plaintiff or prosecution typically calls its expert to testify as part of its case, and after the expert has concluded testifying on direct examination, been cross-examined, and perhaps then been subject to re-direct, the expert goes home. When the defense presents its case it calls its expert, and that often happens days or weeks later. The experts never engage in a dialogue, or respond to the other’s comments in real time, or even have a face-to-face debate on the relevant issues. While experts may be recalled to the stand later in the trial, that is relatively unusual. Only in high-stakes cases might both parties’ experts be in the same courtroom for the entire trial, and even then each of the experts only testifies in his or her turn. The trier of the fact, often a jury of lay persons, then must decide which of the experts it believes to be more credible, without having had the opportunity to have each expert explain why he or she agrees or disagrees with what the other expert has testified to.

For years Australian courts have successfully used another approach. In the Australian approach both sides’ experts often appear in court at the same time and are primarily questioned by the judge. Each expert can immediately comment on the statements made by the other expert. In many ways the process resembles an election campaign debate where the moderator asks both candidates questions, and each must quickly respond to the other’s comments. In the hands of a skilled questioner it can be made clear to the trier of fact those points that both experts agree upon, which points they disagree upon, and why, with the reasons for each expert’s positions made clear right away. The jury would still make the determination.

This practice known as “witness conferencing” (and sometimes referred to as “hot tubbing”) also has been successfully used in international arbitrations as well as courts in England earlier this year. Its use in the United States — whether by stipulation of the parties or as part of a court-ordered experiment — may only be a matter of time.

How would hot-tubbing impact experts? Rather than merely respond to a set of largely rehearsed questions on direct examination, and then parry the other side’s questions later in cross, hot-tubbing would put a premium on the expert’s knowledge and presentation skills. Quick-thinking and the ability to pro-actively make balanced, clear and persuasive statements would be critical throughout the course of a trial. The expert would also have to have a more in depth knowledge of the subject matter, as the persons asking the questions are not only lawyers (who may not be particularly knowledgeable about technical details) but also an opposing expert sitting in the same “hot-tub.”

For more details see http://economia.icaew.com/opinion/july-2013/a-new-approach-for-expert-witnesses

Healthcare Act

Healthcare Act

The Patient Protection and Affordable Healthcare Act, more commonly referred to as the “healthcare bill” or Obamacare, has taken over a year to construct and has been a lightning rod for political debate because it effectively reshapes major facets of the country’s healthcare industry.

Here are 10 things you need to know about how the new law may affect you:

1. Your Kids Are Covered

Starting this year, 2013, if you have an adult child who cannot get health insurance from his or her employer and is to some degree dependent on you financially, your child can stay on your insurance policy until he or she is 26 years old. Currently, many insurance companies do not allow adult children to remain on their parents’ plan once they reach 19 or leave school.

2. You Cannot Be Dropped

Your health insurance company will no longer be allowed to “drop” you (cancel your policy) if you get sick. In 2009, “rescission” was revealed to be a relatively common cost-cutting practice by several insurance companies. The practice proved to be common enough to spur several lawsuits; for example, in 2008 and 2009, California’s largest insurers were made to pay out more than $19 million in fines for dropping policyholders who fell ill.

3. You Cannot Be Denied Insurance

Starting in 2013, your child (or children) cannot be denied coverage simply because they have a pre-existing health condition. Health insurance companies will also be barred from denying adults applying for coverage if they have a pre-existing condition, but not until 2014.

4. No Caps On Coverage

Prior to the new law, health insurance companies set a maximum limit on the monetary amount of benefits that a policyholder could receive. This meant that those who developed expensive or long-lasting medical conditions could run out of coverage. Starting this year, companies will be barred from instituting caps on coverage.

5. You Do Not Have To Wait

If you currently have pre-existing conditions that have prevented you from being able to qualify for health insurance for at least six months you will have coverage options before 2014. You will be able to purchase insurance through a state-run “high-risk pool”, which will cap your personal out-of-pocket expenses for healthcare. You will not be required to pay more than $5,950 of your own money for medical expenses; families will not have to pay any more than $11,900.

6. You Must Be Insured

Under the new law starting in 2014, you will have to purchase health insurance or risk being fined. If your employer does not offer health insurance as a benefit or if you do not earn enough money to purchase a plan, you may get assistance from the government. The fines for not purchasing insurance will be levied according to a sliding scale based on income. Starting in 2014, the lowest fine would be $95 or 1{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4} of a person’s income (whichever is greater) and then increase to a high of $695 or 2.5{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4} of an individual’s taxable income by 2016. There will be a maximum cap on fines.

7. You Will Have More Options

Starting in 2014 (when you will be required by law to have health insurance), states will operate new insurance marketplaces – called “exchanges” – that will provide you with more options for buying an individual policy if you can’t get or afford insurance from your workplace and you earn too much income to qualify for Medicaid. In addition, millions of low- and middle-income families (earning up to $88,200 annually) will be able to qualify for financial assistance from the federal government to purchase insurance through their state exchange.

8. Flexible Spending Accounts Will Become Less Flexible

Three years from now, flexible spending accounts (FSAs) will have lower contribution limits – meaning you won’t be able to have as much money deducted from your paycheck pre-tax and deposited into an FSA for medical expenses as is currently allowed. The new maximum amount allowed will be $2,500. In addition, fewer expenses will qualify for FSA spending. For example, you will no longer be able to use your FSA to help defray the cost of over-the-counter drugs.

9. If You Earn More, You Will Pay More

Starting in 2018, if your combined family income exceeds $250,000 you are going to be taking less money home each pay period. That’s because you will have more money deducted from your paycheck to go toward increased Medicare payroll taxes. In addition to higher payroll taxes, you will also have to pay 3.8{d61575bddc780c1d4ab39ab904bf25755f3b8d1434703a303cf443ba00f43fa4} tax on any unearned income, which is currently tax-exempt.

10. Medicare May Cover More or Less of Your Expenses

Starting this year, if Medicare is your primary form of health insurance you will no longer have to pay for preventive care such as an annual physical, screenings for treatable conditions or routine laboratory work. In addition, you will get a $250 check from the federal government to help pay for prescription drugs currently not covered as a result of the Medicare Part D “doughnut hole.”

However, if you are a high-income individual or couple (making more than $85,000 individually or $170,000 jointly), your prescription drug subsidy will be reduced. In addition, if you are one of the more than 10 million people currently enrolled in a Medicare Advantage plan you may be facing higher premiums because your insurance company’s subsidy from the federal government is going to be dramatically reduced.

Conclusion

You will most likely receive information in the mail from your health insurance company about how the recently signed law will affect your coverage. Read the correspondence carefully and do not hesitate to ask questions about your policy; there may be new, more affordable options for you down the road.

There have already been recent challengers in court to various sections of the law and the entire law, so please pay particular attention to how these changes may affect you and the material received from your heath insurer.

Should you have questions ask your health insurer or seek the advice of a professional.

Expert CV Checklist

The Expert CV Checklist – Update

In my earlier article, “The Expert CV Checklist,” I recommended that you not list extensive information about your legal consulting.  I would, however, recommend that in addition to using deliberately bland terms like “litigation support” or “legal consulting,” you use the term “expert witness” at least once in describing your current work.  Even though I prefer not to publish my clients’ CV’s on their websites or in their directory listings, an expert CV can find its way to the Internet and it is good for optimization to have that key term, “expert witness,”  there in the context of the expert’s area of expertise.